News & Resources

Vanessa Arslanian to Present “The Nuts & Bolts of Federal Securities Enforcement”



Vanessa Arslanian is presenting “The Nuts & Bolts of Federal Securities Enforcement” with Peter Bryan Moores of the U.S. Securities & Exchange Commission’s Enforcement Division. Part of the Boston Bar Association Fundamental Friday series, the webinar will cover the basics of SEC practice and procedure from the beginning of an Enforcement investigation through resolution.

Topics will include:

  • Triggering events and opening of a formal investigation
  • Responding to an investigation
  • The Wells process and Enforcement actions
  • Resolution and follow-on considerations

Register here: BBA Webinar: The Nuts & Bolts of Federal Securities Enforcement


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